1.Date of the board of directors resolution:2026/09/23
2.Name [issue no.__ of (secured, unsecured) corporate bonds of
___________ (company)]:Secured and unsecured subordinated corporate bonds of
KGI Futures Co., Ltd.
3.Whether to adopt shelf registration (Yes/No):No
4.Total amount issued:The total amount shall not exceed NT$6 billion, to be
issued in one or several tranches as determined by the President depending
on market conditions.
5.Face value per bond:NT$1 million
6.Issue price:At par value
7.Issuance period:Not less than five (5) years and not more than ten (10)
years (both inclusive), actual period to be determined by the president
depending on market conditions.
8.Coupon rate:To be determined by the president, depending on market
conditions.
9.Types, names, monetary values and stipulations of collaterals:Guaranteed by
bank.
10.Use of the funds raised by the offering and utilization plan:To strengthen
capital and financial structure and improve the adjusted net capital ratio.
11.Underwriting method:Public offering by underwriters.
12.Trustees of the corporate bonds:To be determined by the president.
13.Underwriter or agent:To be determined by the president.
14.Guarantor(s) for the issuance:To be decided.
15.Agent for payment of the principal and interest:To be determined by the
president.
16.Certifying institution:NA
17.Where convertible into shares, the rules for conversion:NA
18.Sell-back conditions:To be decided.
19.Buyback conditions:To be decided.
20.Reference date for any additional share exchange, stock swap, or
subscription:NA
21.Possible dilution of equity in case of any additional share exchange,
stock swap, or subscription:NA
22.Reasonableness and necessity of capital raising following a cash
capital reduction (applicable to companies that have conducted a cash
capital reduction in the current year or the preceding year):NA
23.Any other matters that need to be specified:Upon obtaining approval for
public offering from the competent authority, the bonds will be listed on
the TPEx.