1.Date of occurrence of the event:2026/08/31
2.The subject of the incident:report on behalf of subsidiaries:PT KGI Sekuritas Indonesia (KGIID)
3.Cause of occurrence (Explanation of the event):It was alleged that KGIID violated relevant provisions of the laws
and regulations of Indonesia while handling the subscription of an
IPO case, and was subject to administrative sanctions by Indonesia
Financial Services Authority (OJK).
4.Handling procedure:KGIID had previously implemented improvement measures and has currently
suspended its underwriting business.
5.Status of the injunction by the respective competent authority:Administrative monetary fine
6.Whether being fined or penalized:Yes
7.Administrative fines(amount):NTD 0 元;
IDR 2,700,000,000 元
8.Anticipated possible loss or impact:IDR 2,700,000,000
9.Amount of insurance claims that might be obtained(amount):Not available
10.Improvement status and future countermeasures:KGIID had previously implemented improvement measures and strengthened
relevant procedures.
11.Whether material information regarding the same event has been previously released:None
12.Any other matters that need to be specified:The penalty amounts to approximately NTD 4.847 million, with the
exchange rate based on IDR to NTD at 0.001795 as of 31 July 2026.
