1.Name and nature of the underlying security (if preferred shares, the terms
and conditions of issuance shall also be indicated, e.g., dividend yield):
Partnership interests in “CDIB-Marubeni Energy Fund” (tentative name,
hereinafter referred to as the “Fund”).
2.Date of occurrence of the event:2026/05/29
3.No., unit price, and monetary amount of the transaction:
The number and unit price are not applicable due to partnership interests
investment. The total monetary amount of the transaction: fund commitment
of CDIB Capital Management Corporation (hereinafter referred to as
“CCM”) shall be up to NT$40 million or 1% of the total fund size,
whichever is lower.
4.Counterparty to the trade and its relationship to the company (if the
trading counterparty is a natural person and not a related party of the
company, its name is not required to be disclosed):
Counterparty: “CDIB-Marubeni Energy Fund” proposed to be established
Its relationship to the Company: Upon establishment, the Fund will be a
related party as disclosed in the financial statements.
5.Where the counterparty to the trade is a related party, an announcement
shall also be made of the reason for choosing the related party as trading
counterparty and the identity of the previous owner, including its
relationship with the company and the trading counterparty, the price of the
ownership transfer, and date of transfer: The Fund is a new fund to be
raised by the Group and other third parties; no previous transfer.
6.Where the owner of the underlying securities within the past five years
has been a related party of the company, an announcement shall also include
the dates and prices of acquisition and disposal by the related party and
its relationship with the company at the time: Not applicable
7.Matters related to the creditor’s rights currently being disposed of
(including type of collateral of the disposed creditor’s rights; if the
creditor’s rights are creditor’s rights over a related party, the name of
the related party and the book amount of such creditor’s rights currently
being disposed of must also be announced): Not applicable
8.Profit (or loss) from the disposal (not applicable in cases of acquisition
of securities) (where originally deferred, the status or recognition shall
be stated and explained): Not applicable
9.Terms of delivery or payment (including payment period and monetary
amount), restrictive covenants in the contract, and other important
stipulations: Per the relevant fund agreements.
10.The manner in which the current transaction was decided, the reference
basis for the decision on price, and the decision-making unit:
The manner of decision and the reference basis for pricing: In accordance
with the relevant fund agreements.
Decision-making unit: The Board of Directors.
11.Net worth per share of company of the underlying securities acquired or
disposed of: Not applicable
12.The discrepancy between the reference price of private placement company
and the transaction amount per share is 20 percent or more: Not applicable
13.Current cumulative no., amount, and shareholding ratio of the securities
being traded (including the current transaction) as of the date of
occurrence and status of any restriction of rights (e.g.,pledges):
Current cumulative number: Not applicable due to partnership interests
investment.
The cumulative amount and shareholding ratio (including the current
transaction): CCM’s fund commitment shall be up to NT$40 million or 1%
of the total fund size, whichever is lower.
Status of any restriction of rights: None.
14.Privately placed securities (including the current transaction) as a
percentage of total assets of the company and shareholder’s equity of the
parent company on the latest financial statements, and the operating capital
on the latest financial statements as of the date of occurrence:
(1) Percentage to total assets: 0.04%.
(2) Percentage to shareholders’ equity:0.05%.
(3) Operating capital in the latest financial statements: Not applicable.
15.Broker and broker's fee: Not applicable
16.Concrete purpose or use of the acquisition or disposition: For the needs
of investment business development.
17.Whether the directors expressed any objection to the present transaction:
None
18.Whether the trading counterparty is a related party:Yes
19.Date of approval by board of directors:2026/05/29
20.Recognition date by supervisors or approval date by audit committee:
Not applicable; the procedure under Article 45 of the Financial Holding
Company Act shall apply.
21.Whether the CPA issued an opinion on the unreasonableness of the current
transaction: Not applicable
22.Name of the CPA firm: Not applicable
23.Name of the CPA: Not applicable
24.License no.of the CPA: Not applicable
25.Any other matters that need to be specified:
CDIB-Marubeni Energy Fund is expected to be jointly raised and established
by CCM and other third parties. The target fund size is no greater than
NT$6 billion.