Date of announcement  2015/12/10 
Time of announcement  08:11:34 
 
Date of events  2015/12/09  
To which item it meets paragraph 39 
Statement  
1.Date of occurrence of the event:2015/12/09
2.Circumstances of the violation:
According to FSC's letter, KGI Securities, who was the lead underwriter to handle matters relating to providing assessment report, was found violating paragraph 4 of Article 25 of the Regulations Governing Securities Firms.
3.Status of the disposition by said competent authority:
KGI Securities was imposed with correction according to Article 65 of the Securities and Exchange Act (equal to 1 fault points).
4.Intended remedial measures:
Correction plan has been implemented by KGI Securities.
5.Effect on the Company’s business operations:None
6.Any other matters that need to be specified:None