Date of announcement  2016/05/10 
Time of announcement  19:24:21 
 
Date of events  2016/05/10  
To which item it meets paragraph 49 
Statement  
1.Date of occurrence of the event:2016/05/10
2.Company name:KGI Securities Co. Ltd.
3.Relationship to the Company (please enter ”head office” or ”subsidiaries”):Subsidiaries.
4.Reciprocal shareholding ratios:100%.
5.Name of the reporting media:NA.
6.Content of the report:NA.
7.Cause of occurrence:
I. Pursuant to Article 281 herein to which Article 73 of the Company Act applies mutatis mutandis, KGI Securities Co. Ltd. hereby makes capital reduction announcement to its creditors. This capital reduction will cancel 300,000,000 shares of the total number of outstanding shares with a reduction ratio of 7.90%. The paid-in capital after the capital reduction will be NTD34,988,123,200.
II. If any creditors of KGI Securities Co. Ltd. object to this capital reduction, please submit your objection in writing within 31 days after the next day of this announcement. Creditors who fail to reply within the mentioned period should be deemed to have no objections.
8.Countermeasures:Announcement was made to creditors of KGI Securities Co. Ltd..
9.Any other matters that need to be specified:
Pursuant to Article 15, paragraph 1 of the Financial Holding Company Act, the rights and functions of the shareholders' meeting are to be exercised by the board of directors held on May 10, 2016.