Date of announcement  2015/08/06
Time of announcement  19:52:57
 
Date of events  2015/08/06 
To which item it meets paragraph 39
Statement 
1.Date of occurrence of the event:2015/08/06
2.Circumstances of the violation:
In January 2015 when ”W.I.S.E. SSE 50 China Tracker” registered abnormal premium, KGI Securities Investment Trust Co., Ltd did not effectively help the participating dealer provide liquidity to the market, and disclose the increased fund size of ”W.I.S.E. SSE 50 China Tracker” which was used to provide market liquidity on Fund Clear website.
3.Status of the disposition by said competent authority: disciplinary warning.
4.Intended remedial measures: KGI Securities Investment Trust Co., Ltd will implement an improvement plan.
5.Effect on the Company’s business operations:None
6.Any other matters that need to be specified:None