CDF, on behalf of KGI Bank, announced the purchase of Sumitomo Mitsui Banking Corporation USD debenture.

2015-07-15
Announcements

Date of announcement  2015/07/15
Time of announcement  08:43:38 
 
Date of events  2015/07/14 
To which item it meets paragraph 20
Statement 
1.Name and nature of the subject matter (if preferred shares,
 the terms and conditions of issuance shall also be indicated,
 e.g.dividend yield):Sumitomo Mitsui Banking Corporation
USD debenture.
2.Date of occurrence of the event:2015/07/14
3.Volume, unit price, and total monetary amount of the transaction:
Volume: 3-year face value USD 10,000,000
Unit price: 3-year $0.99933
Total monetary amount: USD$9,993,300(NTD$ 312,810,277 equivalent)
4.Counterpart to the trade and its relationship to the Company
  (if the trading counterpart is a natural person and furthermore
  is not an actual related party of the Company, the name of the
  trading counterpart is not required to be disclosed):
Sumitomo Mitsui Banking Corporation,None
5.Where the counterpart to the trade is an actual related party,
  a public announcement shall also be made of the reason for choosing
  the related party as trading counterpart and the identity of the
  previous owner (including its relationship with the company and the
  trading counterpart), price of transfer, and date of acquisition:
Not applicable
6.Where a person who owned the property within the past five years
  has been an actual related person of the company, a public
  announcement shall also include the dates and prices of
  acquisition and disposal by the related person and the
  person’s relationship to the company at those times:
Not applicable
7.Matters related to the creditor's rights currently being disposed
  of (including types of collateral of the disposed creditor's rights;
  if the creditor's rights are creditor's rights toward a related
  person, the name of the related person and the book amount of the
  creditor's rights toward such related person currently being
  disposed of must also be announced):
Not applicable
8.Anticipated profit or loss from the disposal (not applicable in
  cases of acquisition of securities) (where originally deferred, the
  status or recognition shall be stated and explained):
Not applicable
9.Terms of delivery or payment (including payment period and
  monetary amount), restrictive covenants in the contract, and
  other important stipulations:
Payment on settlement date
10.The manner in which the current transaction was decided, the
   reference basis for the decision on price, and the decision-making
   department:
Based on current market price
Decision-making department : KGI Bank Global Markets Head
11.Current cumulative volume, amount, and shareholding percentage
   of holdings of the security being traded (including the current
   trade) and status of any restriction of rights (e.g.pledges):
Current cumulative volume: 3-year face value USD 10,000,000
Current cumulative amount:  USD$9,993,300
                            (NTD$ 312,810,277 equivalent)
Shareholding percentage of holdings of the security being
traded :  Not applicable
Status of any restriction of rights: None
12.Current ratio of long or short term securities investment
   (including the current trade) to the total assets and shareholder's
   equity as shown in the most recent financial statement and the
   operating capital as shown in the most recent financial statement:
(1)to the total assets: 84.75 %
(2)to the shareholder's equity: 724.47 %
(3)the operating capital as shown in the most recent financial
statement: Not applicable
13.Broker and broker's fee:None
14.Concrete purpose or use of the acquisition or disposal:
Bond investment
15.Net worth per share of the underlying securities acquired
   or disposed of:Not applicable
16.Do the directors have any objection to the present transaction?:
None
17.Has the CPA issued an opinion on the unreasonableness of the price
   of the current transaction?:None
18.Any other matters that need to be specified:None

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