Date of announcement  2015/06/08
Time of announcement  19:40:11
 
Date of events  2015/06/08 
To which item it meets paragraph 39
Statement 
1.Date of occurrence of the event:2015/06/08
2.Circumstances of the violation:The FSC discovered a deficiency during an ordinary business inspection of KGI Securities on 2014/12/3 to 2014/12/27.
3.Status of the disposition by said competent authority:Corrective measure order
4.Intended remedial measures:With respect to the discovered deficiency, KGI Securities will implement an improvement plan.
5.Effect on the Company’s business operations:None
6.Any other matters that need to be specified:None