Date of announcement  2015/05/29
Time of announcement  18:09:29
 
Date of events  2015/05/29 
To which item it meets paragraph 21
Statement 
1.Date of the shareholders' meeting resolution:2015/05/29
2.Name and title of the director with permission to engage in competitive conduct:
Hsu, Daw-Yi /Director
Yen, Chih-Chien /Director
3.Items of competitive conduct in which the director is permitted to engage: Engaged in business of other companies that are within or similar to the business scope of KGI Securities.
4.Period of permission to engage in the competitive conduct: Appointment term
5.Circumstances of the resolution (please describe the results of the voting under Article 209 of the Company Act): Approved by the board of directors without the attendance of the interested director.
6.If the permitted competitive conduct is business of a mainland China area enterprise, the name and title of the director (if it is not business of a mainland China area enterprise, please enter ”not applicable” below):
Hsu, Daw-Yi/ Chairman
7.Company name of the mainland China area enterprise and the director's position in the enterprise:
Hsu, Daw-Yi/ Director of CPEC Huachuang Private Equity Fund (Kunshan) Co. Ltd.
8.Address of the mainland China area enterprise: Room 1201, No.1228, Qianjin East Road, Kunshan City, Jiangsu
9.Business items of the mainland China area enterprise: Trustee management for non-securities investment and relevant equity investment advisory services.
10.Degree of effect on the Company's finances and business: None.
11.If the director has invested in the mainland China area enterprise, the monetary amount of the director's investment and the director's shareholding ratio: None.
12.Any other matters that need to be specified:
In accordance with Article 15 of the Financial Holding Company Act, the rights and functions of the shareholders' meeting is exercised by the board of directors of the Company.